Broker Check

Strategic Partners

FSC Securities Corporation:

FSC Securities Corporation (FSC) is one of the nation's largest financial services firms.  Established in 1958, FSC is "uncommonly committed" as an independent broker-dealer to supporting nearly 1,600 independent financial advisors, and their clients, managing more than $29 billion in assets.

An eight-time "Broker-Dealer of the Year" winner in Investment Advisor Magazine, as chosen by its field of registered representatives, FSC offers one of the broadest choices of investment vehicles in the industry including mutual funds, variable annuities, variable life insurance, stocks, bonds, fixed annuities and fee-based advisory services. 

FSC Securities Corporation provides ongoing assistance to help us implement or refine client strategies.  FSC Securities Corporation's own proprietary computer networking system allows our financial advisors to tie directly into FSC's home office system through our computers.  This allows instant access to client accounts and rapid processing of transactions.  FSC Securities Corporation also relies on the services of Pershing, one of he world's foremost brokerage and clearing operations, for many processing services. 

Pershing LLC:

FSC Securities Corporation's dedicated investment team works closely with Pershing LLC, our clearing firm and business partner, to ensure that all transactions are executed promptly and seamlessly. Pershing is one of the leading providers of comprehensive brokerage execution, clearance and investment products and services to financial organizations worldwide.

Pershing is a member of the Securities Investor Protection Corporation (SIPC).  As a result, assets held in custody by Pershing are protected up to $500,000 in value, including $100,000 in cash awaiting reinvestment.  In addition, Pershing provides account protection in excess of SIPC limits through Lloyd's of London.